Series 6 Practice Exams and Study Guide

This book will help investment professionals pass the Series 6 Investment Company and Variable Contracts Products Representative Qualification Examination. It contains eighteen practice exams and a study guide. The sample questions are the type that ... Read more

This book will help investment professionals pass the Series 6 Investment Company and Variable Contracts Products Representative Qualification Examination. It contains eighteen practice exams and a study guide. The sample questions are the type that are most likely to appear on the Series 6 test and are in the same format as those on the exam. The questions are straightforward multiple-choice questions with four choices and one best answer.Part I of this book contains the sample exams with a total of 1,800 questions. Each 100-question practice test is followed by the answer key. After the answer key, the practice exam is displayed with the answers shown. The questions by function are in the same proportion as the topic weightings on the Series 6 test.Part II of this book has a study guide in outline form. It features material on each function covered on the Series 6 Test, including 1) Seeks Business for the Broker-Dealer from Customers and Potential Customers, 2) Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives, 3) Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets, and Maintains Appropriate Records, and 4) Obtains and Verifies Customers' Purchase and Sales Instructions; Processes, Completes, and Confirms Transactions. The study guide includes details on the math formulas needed for the test. Less